Compliance Officer -Bank Holding Company Controls Monitoring Officer, Assistant Vice President

Job Title Compliance Officer - Bank Holding Company Controls Monitoring Officer

Corporate Title Assistant Vice President

Location Jacksonville, Florida

Overview

The Bank Holding Compliance team is responsible for the development and maintenance of the Compliance Framework across Deutsche Bank's Combined U.S. Operations (Deutsche Bank CUSO). The BHC team in Jacksonville supports the US Compliance Monitoring Program. This professional will focus on providing real-time support to the US Compliance Monitoring Program (US CMP). US CMP is a F4 remediation finding that needs to manage & coordinate various controls for numerous US Compliance risk related rules, creating enhanced monitoring approach documents and reporting, working closely with the Global Monitoring team for alignment, toolsets, and possible resource alignment longer term.

What We Offer You

• A diverse and inclusive environment that embraces change, innovation, and collaboration

• A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days

• Employee Resource Groups that support an inclusive workplace for everyone and promote community engagement

• Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

• Educational resources, matching gift, and volunteer programs

What You'll Do

• Assist the VP to manage frequency of reviews, create reporting and governance forum materials and perform QA for 100 -200 monitoring reviews annually, some which may leverage DB Group level monitoring reviews

• Utilize and contribute technology/systems knowledge to implement improved tracking, reporting and adapt processes to use the DB Group monitoring tool, and maintain the

• Perform testing and monitoring of compliance with firm policies and conduct risk assessments of the Business to ensure effective business control framework

• Follow regulatory changes that impact the bank regardless of business, including helping the business to determine the impact and to implement necessary changes. The candidate must be able to read, understand and apply complex banking regulations to the business.

• Support the US Compliance Monitoring program by providing input on the framework documents and completing quality checks as outlined in the annual monitoring plan

• Escalate issues with proposed solutions to the team lead in a timely fashion

Skills You'll Need

• Bachelor's degree or equivalent is required.

• PMP (Project Management Professional) a plus

• Audit or Compliance testing SME knowledge to contribute to creating a strong CMP with improved metrics, and reporting

• Functional knowledge of how to apply US regulations and associated DB policies, including but not limited to FINRA & SEC, FRB, OCC, FDIC and other financial services firm regulators

• Experience working in Compliance, Testing or Audit, ideally in a financial institution

• Analytical, with the ability to provide practical solutions within DB Group standards

• An enthusiastic team player; able to build strong, open dialogue-based relationships with relevant Stakeholders

Skills That Will Help You Excel

• Strong written and verbal communication and presentation skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, Compliance CT&A, the Business and other infrastructure functions

• The ability to work across DB office locations in the US and globally ( UK, Germany and India most likely)

• Action-oriented and delivery focused with a disciplined approach and an ability to be proactive, work under pressure, and within tight deadlines while maintaining accuracy, showing initiative, and reacting quickly to changes in priorities

• Ability to project confidence and professionalism in dealings with senior business personnel

• Proficiency to work with Excel, Word, PowerPoint, and SharePoint and workflow tools

• Able to work independently to manage projects and deliverables to completion

Expectations

It is the Bank's expectation that employees hired into this role will work in the Jacksonville, Florida office in accordance with the Bank's hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in Jacksonville is $78,000 to $111,800.Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications.Posted salary ranges do not include incentive compensation or any other type of remuneration.

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That's why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!

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We welcome applications from all people and promote a positive, fair and inclusive work environment.

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